What to discuss

Helps lead a broker-dealer and technology business supporting Reg A, Reg CF and Reg D offerings, with issuer compliance and a branded investor portal.

Telephone is the firm’s published support line, not a direct personal line.

Prepare for the conversation

  • Share your company’s location, stage, funding goal and intended timing.
  • Ask which services this person or firm provides and who would handle your work.
  • Request relevant experience, a written scope, fees and potential conflicts.
  • Confirm any required professional registrations and which legal entity you would engage.
Read the specialist hiring guide ↗

Official profile & sources

Current founder and chairman title and biography ↗Reg A, Reg CF and Reg D issuer services ↗Published firm telephone and capital-raise contact page ↗Public professional profile ↗

Information checked 2026-09-23. Portrait from the linked official or professional source. Listing and imagery identify the person; they do not imply endorsement or an agreed engagement.